Portfolio Monitoring
The Dangers of Relying on Custodians to Collect Class Action Settlement Payments

The Dangers of Relying on Custodians to Collect Class Action Settlement Payments


Institutional investors—including public pension funds, Taft-Hartley funds, mutual funds, and hedge funds—have a fiduciary obligation to recover monies lost through investments in public securities as the result of corporate mismanagement and/or fraud. These losses are often recouped through class action litigation, which pays out billions of dollars to defrauded investors each year.1 When these lawsuits are…Read more

Best Practices for Monitoring Your Securities Portfolio in 2021


As fiduciaries, institutional investors have a responsibility on behalf of their members, their organization, and their investors to monitor their investment portfolios, protect and maximize their assets, and ensure that no money that should have been awarded to their funds are left unclaimed. If investment funds are lost due to corporate fraud or mismanagement, the…Read more